Green Ridge Wealth Planning LLC
75 N Maple Ave
Basking Ridge, NJ 07920
May 22, 2019
FORM ADV PART 2B
This brochure supplement provides information about Robert Mascia that supplements the Green
Ridge Wealth Planning LLC brochure. You should have received a copy of that brochure. Contact us at
201-240-5995 if you did not receive Green Ridge Wealth Planning LLC's brochure or if you have any
questions about the contents of this supplement.
Additional information about Robert Mascia (CRD # 6002851) is available on the SEC's website at
Item 2 Educational Background and Business Experience
Year of Birth: 1979
Formal Education After High School:
• Lehigh University, BS in Finance, BS in Marketing & BS in Finance, 2000
• Green Ridge Wealth Planning LLC, Managing Member, Chief Executive Officer 01/2016 -
• Gladstone Wealth Group, Investment Adviser Representative, 04/2016 - Present
• LPL Financial LLC, Registered Representative, 02/2016 - Present
• LPL Financial LLC, DBA Green Ridge Wealth Planning LLC, Investment Advisor
Representative, 01/2016 - Present
• Metlife Securities Inc, FSR, 08/2014 - 02/2016
• MML Investors Services LLC, Registered Representative, 12/2011 - 08/2014
• MassMutual Life Insurance Company, Agent, 11/2011 - 08/2014
• Tamar Inc, Operating Partner, 01/2003 - 11/2011
Item 3 Disciplinary Information
Form ADV Part 2B requires disclosure of certain criminal or civil actions, administrative proceedings,
and self-regulatory organization proceedings, as well as certain other proceedings related to
suspension or revocation of a professional attainment, designation, or license. Mr. Robert Mascia has
no required disclosures under this item.
Item 4 Other Business Activities
Robert Mascia is a Registered Representative with LPL Financial LLC. LPL Financial LLC is a
diversified financial services company engaged in the sale of specialized investment products. In this
capacity, Mr. Mascia may recommend securities or insurance products offered by LPL Financial LLC
as part of your investment portfolio. If you purchase these products through Mr. Mascia, he will receive
the customary commissions in his separate capacity as a Registered Representative of LPL Financial
Additionally, Mr. Mascia could be eligible to receive incentive awards such as LPL Financial LLC may
offer. He will also receive 12b-1 fees from mutual funds that pay such fees. The receipt of additional
compensation will give Mr. Mascia an incentive to recommend investment products based on the
compensation received, rather than on your investment needs.
As stated above, persons providing investment advice to advisory clients on behalf of our firm are
registered representatives with LPL Financial LLC. In their capacity as registered representatives,
these persons receive compensation in connection with the purchase and sale of securities or other
investment products, including asset-based sales charges, service fees or 12b-1 fees for the sale or
holding mutual funds. Compensation earned by these persons in their capacities as registered
representatives is separate and in addition to our advisory fees. This practice presents a conflict of
interest because persons providing investment advice to advisory clients on behalf of our firm who are
registered representatives have an incentive to recommend investment products based on the
compensation received rather than solely based on your needs. Persons providing investment advice
to advisory clients on behalf of our firm can select or recommend, and in many instances will select or
recommend, mutual fund investments in share classes that pay 12b-1 fees when clients are eligible to purchase share classes of the same funds that do not pay such fees and are less expensive. This
presents a conflict of interest. You are under no obligation, contractually or otherwise, to purchase securities products through a person affiliated with our firm.
Robert Mascia is separately licensed as an independent insurance agent. In this capacity, he can effect transactions in insurance products for his clients and earn commissions for these activities. The
fees you pay our firm for advisory services are separate and distinct from the commissions earned by Mr. Mascia for insurance related activities. This presents a conflict of interest because Mr. Mascia may
have an incentive to recommend insurance products to you for the purpose of generating commissions rather than solely based on your needs. However, you are under no obligation, contractually or
otherwise, to purchase insurance products through any person affiliated with our firm.
Robert Mascia is an Investment Adviser Representative of Gladstone Wealth Group, a registered investment adviser. When appropriate, Mr. Mascia may recommend that you use the investment advisory services of Gladstone Wealth Group. If you utilize the advisory services of Mr. Mascia through
Gladstone Wealth Group, he may receive additional fees or other compensation in his capacity as an investment adviser representative. These fees would be in addition to any fees charged for the
advisory services provided through Green Ridge Wealth Planning LLC.
Item 5 Additional Compensation Refer to the Other Business Activities section above for disclosures on Mr. Mascia's receipt of additional compensation as a result of his other business activities. Also, refer to the Fees and Compensation, Client Referrals and Other Compensation, and Other Financial Industry Activities and Affiliations section(s) of Green Ridge Wealth Planning LLC's firm brochure for additional disclosures on this topic.
Item 6 Supervision
As the Managing Member of Green Ridge Wealth Planning LLC, Robert Mascia supervises the
advisory activities of our firm. Robert Mascia can be reached at 201-240-5995.
Item 7 Requirements for State Registered Advisers Robert Mascia does not have any reportable arbitration claims, has not been found liable in a reportable civil, self-regulatory organization or administrative proceeding, and has not been the subject of a bankruptcy petition.